Jean Hurley, Martina Lindberg3 min read
GRIP2 min read
Alex Viall1 min read
The systems and controls established by a firm must be appropriate to its business.
The move is aimed at creating a modern and efficient trading system in the UK, in line with international standards.
Hameed Shuja2 min read
Our at-a-glance guide to recent FCA activity.
Hameed Shuja3 min read
Following a recent FCA review into firms’ money laundering defences, Tony McClements gives advice on how to stay ahead of the regulatory curve.
Tony McClements | MKS Law2 min read
Proposals aim to make prospectus regime more accessible and less burdensome for issuers, while opening new opportunities for retail investors.
Alasdair Steele | CMS, Michael Cavers | CMS3 min read
But critics argue too much government intervention could weaken the UK's strong independent regulatory sector.
Hameed Shuja1 min read
The top Court is set to make a decision in the case in April, and its implication could be far-reaching.
Hameed Shuja1 min read
The agency is facing a 'leadership situation' as it starts looking for a new Chair and CEO.
Hameed Shuja1 min read
The current Labour government has constantly put pressure on regulators to prioritise growth.
Hameed Shuja2 min read